Rules
- The General Securities Rules (Updated as of April 1, 2013)
- The General Securities Rules (Updated as of December 13, 2011)
- The General Securities Rules (Updated as of April 1, 2011)
- The General Securities Rules (Updated as of January 1, 2011)
- The General Securities Rules (Updated on April 30, 2010)
- The General Securities Rules (Updated on September 28, 2009)
- The General Securities Rules (Updated on May 21, 2009)
- The General Securities Rules (Updated on May 12, 2008)
- The General Securities Rules (Updated on February 13, 2008)
- The General Securities Rules (Updated on January 12, 2007)
- The General Securities Rules (Updated on March 31, 2004)
- General Rules of Practice and Procedure;
- Conflict of Interest Rules
Search Results
Records
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| Category: | Number: | Rule: | DD/MM/YY: |
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| 1 | 11-101 | Rule 11-101 (Revocation) Principal Regulator System | 15-07-2009 |
| 1 | 11-102 | Rule 11-102 Passport System | 01-02-2008 |
| 1 | 11-501 | Rule 11-501 Secondment Arrangement | 14-01-1998 |
| 1 | 11-502 | Rule 11-502 Amendments to the General Securities Rules | 16-04-2008 |
| 1 | 11-503 | Rule 11-503 Amendments to the Fee Schedules in the General Securities Rules | 08-04-2009 |
| 1 | 11-504 | Rule 11-504 Amendments to the Fees Schedules in the General Securities Rules | 28-03-2011 |
| 1 | 11-505 | Rule 11-505 Amendment to Appendix A, Schedule 1-Fees in the General Securities Rules | 29-09-2011 |
| 1 | 11-506 | Amendments to Various National and Multilateral Instruments | 27-06-2012 |
| 11-507 | RULE 11-507 AMENDMENTS TO THE FEES SCHEDULES IN THE GENERAL SECURITIES RULES | 28-03-2013 |
Records
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Category Legend
- CATEGORY 1 - Procedure and Related Matters
- CATEGORY 2 - Certain Capital Market Participants
- CATEGORY 3 - Registration Requirements and Related Matters
- CATEGORY 4 - Distribution Requirements
- CATEGORY 5 - Ongoing Requirements for Issuers and Insiders
- CATEGORY 6 - Take-Over Bids and Special Transactions
- CATEGORY 7 - Securities Transactions Outside the Jurisdiction
- CATEGORY 8 - Mutual Funds
- CATEGORY 9 - Derivatives
- Documents not numbered